LEGAL 6103

Last Updated

  • Schedule of Classes - September 10, 2024 10:17AM EDT
  • Course Catalog - September 10, 2024 9:48AM EDT
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Course information provided by the Courses of Study 2024-2025. Courses of Study 2024-2025 is scheduled to publish mid-June.

This course provides a general overview of the regulation of the offer and sale of securities under the Securities Act of 1933 ("Securities Act") and the reporting requirements under the Securities Exchange Act of 1934 ("Exchange Act"). Topics to be covered include: the definition of "security," issues around registering securities for public sale, certain exemptions that permit sales without registration, aspects of the federal proxy rules, and certain of the antifraud provisions under the Securities Act and the Exchange Act, including Rule 10b-5, and insider trading. The course is designed for a student interested in gaining a general familiarity of the basics of the federal securities laws.

When Offered Fall.

Permission Note Enrollment limited to: MSLS students.

Comments Offered online.

View Enrollment Information

Syllabi: none

  •   Seven Week - Second. 

  • 3 Credits Stdnt Opt

  • 13327 LEGAL 6103   LEC 001

    • TBA
    • Oct 21 - Dec 16, 2024

    • Whitehead, C

  • Instruction Mode: Online
    Enrollment limited to: Master of Science Legal Studies (MSLS) students.

    Department Consent Required (Add)