LAW 6821

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  • Schedule of Classes - June 16, 2025 11:41AM EDT
  • Course Catalog - September 10, 2024 9:48AM EDT
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LAW 6821
Securities Regulation

Course information provided by the 2024-2025 Catalog. Courses of Study 2024-2025 is scheduled to publish mid-June.

This course analyzes key issues under the U.S. federal securities laws, principally the Securities Act of 1933 and the Securities Exchange Act of 1934, with respect to the domestic and international offer and sale of securities. It includes a study of what constitutes a security, the public offering process, mandatory disclosure requirements for public companies, exemptions from registration (including exempt global offerings), and potential liabilities and sanctions.


Prerequisites/Corequisites Prerequisite or corequisite: LAW 6131.

Last 4 Terms Offered (None)

When Offered Fall or Spring.

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Syllabi: none

  •   Regular Academic Session. 

  • 3 Credits Stdnt Opt

  •  9482 LAW 6821   LEC 001

  • Instruction Mode: In Person

    Department Consent Required (Add)